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The SEC Adopts Regulation Best Interest

The SEC Adopts Regulation Best Interest

The SEC Adopts Regulation Best Interest On June 5, 2019, the United States Securities and Exchange Commission issued Release No....
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COBRA – Know your Rights and Avoid Being Bitten by the Snake

COBRA – Know your Rights and Avoid Being Bitten by the Snake

COBRA – Know your Rights and Avoid Being Bitten by the Snake Terminated employees generally lose their COBRA health care...
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U.S. Supreme Court Takes Cases on LGBT Discrimination in Employment

U.S. Supreme Court Takes Cases on LGBT Discrimination in Employment

The following blog, well-written by Raleigh lawyer Cullen Stafford, discusses the Supreme Court's recent decision to grant certiorari in cases...
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In LTD Cases, Tax Consequences Often Take a Huge Bite out of Lump-Sum Settlements

In LTD Cases, Tax Consequences Often Take a Huge Bite out of Lump-Sum Settlements

Lump-sum settlements often carry significant adverse tax consequences for the claimant. Often the tax bite makes taking a lump sum...
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Andrew Whiteman Assists Securities Law Clinics with Amicus Brief Filing

Andrew Whiteman Assists Securities Law Clinics with Amicus Brief Filing

Andrew Whiteman Assists Securities Law Clinics with Amicus Brief Filing On April 19, 2019, Andrew Whiteman filed an amicus curiae...
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Judge Allows North Carolina GenX Class Action to Proceed

Judge Allows North Carolina GenX Class Action to Proceed

In a ruling filed on April 19, 2019, Judge James C. Dever III ruled that the plaintiffs may proceed with...
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FINRA Requires Brokerage Firms to Communicate with Customers when a Broker Leaves the Firm

FINRA Requires Brokerage Firms to Communicate with Customers when a Broker Leaves the Firm

Ask questions if your broker leaves his firm. According to new regulatory guidance from the Financial Industry Regulatory Authority, known...
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New ERISA Disability Claim Regulations – Part 9

New ERISA Disability Claim Regulations – Part 9

New ERISA Disability Claim Regulations – Part 9 On April 1, 2018, a new disability claim regulation came into effect....
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Senators Warner and Kennedy Introduce Bill to Expand SEC Powers to Assist Investors

Senators Warner and Kennedy Introduce Bill to Expand SEC Powers to Assist Investors

On March 14, 2019, Senators Mark Warner (D-Va.) and John Kennedy (R-La.), both members of the Senate Banking Committee, introduced...
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New ERISA Disability Claim Regulations – Part 8

New ERISA Disability Claim Regulations – Part 8

New ERISA Disability Claim Regulations – Part 8 On April 1, 2018, a new disability claim regulation came into effect....
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